2004

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December 2004 (book published August 2004) - Mandelbrot, The Misbehavior of Markets  - the application of fractal mathematics to finance; good stuff!     *** Highly Recommended ***        This book, along with Sornette, Why Stock Markets Crash, describe the next big thing in finance.  Both books linked on the Getting Started page.  

December 2004 - Ang, Hodrick, Xing, Zhang, The Cross-Section of Volatility and Expected Returns 

December 2004 - Bansal, Dittmar, Lundblad, Consumption, Dividends, and the Cross-Section of Equity Returns 

December 2004 - Hong, Kubik, Stein, Thy Neighbor’s Portfolio: Word-of-Mouth Effects in the Holdings and Trades of Money Managers 

November 2004 - Du, Efficient Markets Hypothesis and Behavioral Finance: A Kuhnian Review  

November 2004 - Baker, Rubak, Wurgler, Behavioral Corporate Finance: A Survey   !

November 2004 - Poterba, The Impact of Population Aging on Financial Markets 

November 2004 - Qui, Welch, Investor Sentiment Measures  

November 2004  - Los, Measuring the Degree of Financial Market Efficiency: An Essay  

November 2004 - Madsen, The Equity Premium Puzzle and the Ex Post Bias 

November 2004 (published May 2004) - Campa, Fernandes, Sources of Gains from International Portfolio Diversification  

November 2004 (published May 2004) - Low, The Fear and Exuberance from Implied Volatility of S&P 100 Index Options(abstract only)  

October 2004 (published June 2004) - Fama, French, Profitability, Growth, and Average Returns 

October 2004 (updated July 2004) - Geanakoplos, Magill, Quinzii, Demography and the Long-Run Predictability of the Stock Market  

October 2004 (published May 2004) - Faust; Henderson,   Is Inflation Targeting Best-Practice Monetary Policy? 

October 2004 - Bloom, Canning, Global Demographic Change: Dimensions and Economic Significance (abstract only)

October 2004 (published August 2004) - Gordon, Two Centuries of Economic Growth: Europe Chasing the American Frontier (abstract only)  

October 2004  (published July 2004) -  Jin, Merton, Bobie, Do a Firm's Equity Returns Reflect the Risk of Its Pension Plan? (abstract only) 

September 2004 (published August 2004) - Pastor, Veronesi, Was There a Nasdaq Bubble in the Late 1990s? 

September 2004 (published August 2004) - Lettau, Ludvigson, Wachter, The Declining Equity Premium: What Role Does Macroeconomic Risk Play? 

September 2004 (published August 2004) - Chen, Jiambalvo, The Relation between Dispersion in Analysts' Forecasts and Stock Returns: Optimism Versus Drift

September 2004 (to be published in 2005) - Lustig, Van Nieuwerburgh, Housing Collateral, Consumption Insurance and Risk Premia: an Empirical Perspective 

September 2004 (published August 2004) - Goldstein, Adjusting China's Exchange Rate Policies 

September 2004 -Ikenberry, Julio, Reappearing Dividends 

September 2004 (to be published in 2005) - Ferreira, Gama, World, Country and Industry Risks Changed Over Time? An Investigation of the Developed Stock Markets Volatility 

August 2004 (June 2004) - Cohen, Polk, Vuolteenaho, How the Inflation Illusion Killed the CAPM 

August 2004 (published May 2004) - Brav, Heaton, Rosenberg, The Rational-Behavioral Debate in Financial Economics 

August 2004 (published May 2004) - Fama, The Behavior of Interest Rates  

August 2004 (published June 2004) - Rouwenhorst, Gorton, Facts and Fantasies about Commodity Futures  

August 2004 (published 2003) - Brennan, Wang,  Xia, Estimation and Test of a Simple Model of Intertemporal  Capital  Asset Pricing 

July 2004 (to be published November 2004) - Kizer, Revisiting "Index Fundamentalism Revisted" (abstract only)

July 2004 (published June 2004) - Thompson, Treussard, The Tulipmania: Fact or Artifact?  !

July 2004 (published February 2004) - Shiller, Radical Financial Innovation 

July 2004 (published June 2004) - Galagedera, A survey on risk-return analysis

July 2004 (to be published in 2004) - DeAngelo, DeAngelo,  Skinner, Are dividends disappearing? Dividend concentration and the consolidation of earnings 

July 2004 (to be published in 2004) - Oltheten, Theoharakis, Travlos, Faculty Perceptions and Readership Patterns of Finance Journals: A Global View (abstract only)  !

July 2004 (published in 2004) - Goval, Welch, A Comprehensive Look at the Empirical Performance of Equity Premium Prediction (abstract only) 

June 2004 (published January 2003) - Bris, Goetzmann, Zhu,  Efficiency and the Bear: Short Sales and Markets around the World  

June 2004 (due in 2004) Moeller, Schlingemann, Stulz, Wealth Destruction on a Massive Scale? A Study of Acquiring-firm Returns in the Recent Merger Wave 

May 2004 - Bernstein, A Fama-French Trilogy of Working Papers   March 2004 - Fama, French, Financing Decisions: Who Issues Stock? May 2004 - Fama, French, New Lists: Fundamentals and Survival Rates  and May 2004 - Fama, French, Disagreement, Tastes, and Asset Prices   

May 2004 - Hens, Schenk-Hoppe, Survival of the Fittest  

May 2004 - Engen, Gale, Uccello, Lifetime Earnings, Social Security Benefits, and the Adequacy of Retirement Wealth Accumulation  !

May 2004 (published December 2003) - Wehrspohn, Visual Portfolio Analysis  

May 2004 (published April 2004) - Jensen, Agency Costs of Overvalued Equity

May 2004 (published April 2004) - Guo, Savickas, On the cross section of conditionally expected stock returns  

May 2004 (published April 2004) - Jensen, Agency Costs of Overvalued Equity   

May 2004 - Bengtsson, The Impact of Estimation Error on Portfolio Selection for Investors with Constant Relative Risk Aversion 

April 2004 (to published August 2004) - Brennan, Wang, Xia, Estimation and Test of a Simple Model of Intertemporal Capital Asset Pricing 

April 2004 (to be published in 2004) - Haigh,  List, Do Professional Traders Exhibit Myopic Loss Aversion? An Experimental Analysis 

April 2004 (to be published in 2004) - Clement, Tse, Financial Analyst Characteristics and Herding Behavior in Forecasting 

April 2004 (to be published in 2004) - Bali, Cakici, Yan, Zhang, Does Idiosyncratic Risk Really Matter? 

April 2004 (to be published in 2004) -Zhang,  The Value Premium 

April 2004 (to be published in 2004) - Ang, Liu, How to Discount Cashflows with Time-Varying Expected Returns 

April 2004 (to be published in 2004) - Sapp, Tiwari,  Does Stock Return Momentum Explain the "Smart Money" Effect? 

April 2004 (to be published in 2004) - George, Hwang, The 52-week High and Momentum Investing 

April 2004 (to be published in 2004) - Johnson, Forecast Dispersion and the Cross-section of Expected Returns 

April 2004 (advanced access available March 2004) - Oded, Why Do Firms Announce Open-Market Repurchase Programs?  (abstract only) 

April 2004 (to be published in 2004) - Chan, Ikenberry, Lee, Economic Sources of Gain in Stock Repurchases (abstract only) 

April 2004 (to be published in 2004) - Ziobrowski, Cheng, Boyd, Ziobrowski, Abnormal Returns from the Common Stock Investments of the United States Senate (abstract only) 

March 2004 - Bernstein, The Birth of Plenty   ( I really enjoyed this book.  Bernstein takes you through four, well-written and succinct “histories of”: property rights, scientific rationalism, capital markets and communication/transportation.  These summaries are full of detail, yet crisply presented, and alone are worth the price of the book.  Bernstein then looks at these factors at work during history and in various countries and makes a very compelling case that they are the key to economic growth, prosperity and democracy.  This is an amazing research effort in time and scope.  But rest assured it is written in Bernstein’s usual, easy-to-read and intelligent style.)  **** Highly Recommended **** 

 March 2004 - Fama, French, Financing Decisions: Who Issues Stock?

March 2004 (published in February 2004) - Rousseau, Time and the payoff to value investing (abstract only) 

March 2004 - Hartmann, Straetmans, DeVries, Fundamentals and Joint Currency Crises (ECB Working Paper No. 324) - check out the non-technical summary in the front 

March 2004 (published in February 2004) -   Bayoumi,  Sgherri, Monetary Magic? How the Fed Improved the Flexibility of the U.S. Economy 

February 2004 - Fama, French, Disagreement, Tastes, and Asset Prices

February 2004 - Fernandez, Are Calculated Betas Worth for Anything?  **** Highly Recommended **** 

February 2004 - Chan, Lakonishok, Value and Growth Investing: Review and Update (abstract only) 

February 2004 (published 2003) - Feldman, Reisman, Simple Construction of the Efficient Frontier  

February 2004 (published December 2003) - Mizrach, Analyst Recommendations and Nasdaq Market Making Activity 

February 2004 - Madsen, Davis, Equity Prices, Productivity Growth, and the "New Economy"  

February 2004 - Auerbach, How Much Equity Does the Government Hold? (abstract only)  

February 2004 - Dimson, Minio-Paluello, The Closed-End Fund Discount 

February 2004 (to be published in 2004) - Fama and French, New Lists: Fundamentals and survival rates?  

February 2004 (December 2003) - Ritter, Economic Growth and Equity Returns   

February 2004 (published Winter 2004) - Sias, Institutional Herding (abstract only)  

February 2004 (book to be published in April 2004) - McCauley, Dynamics of Markets : Econophysics and Finance   

February 2004 (published November 2003 ) - Kohn, Sack, Central Bank Talk: Does It Matter and Why?  

February 2004 (published January 2004) -  Orphanides, Monetary Policy in Deflation: The Liquidity Trap in History and Practice 

January 2004 (published in December 2003) -  Phalippou, What Drives The Value Premium?  **** Highly Recommended **** See also December 2003 - ETFZone Staff, Reassessing The Value Premium

January 2004 (published December 2003) - Dimson, Marsh, Staunton, Irrational Optimism

January 2004 (published in December 2003) - Womack, Zhang, Understanding Risk and Return, the CAPM, and the Fama-French Three-Factor Model 

January 2004 (published December 2003) -Stout,  The Mechanisms of Market Inefficiency: An Introduction to the New Finance 

January 2004 - Canova, De Nicolo - The Properties of the Equity Premium and the Risk-Free Rate: An Investigation Across Time and Countries  

January 2004 (published in December 2003) - Hou, Robinson, Industry Concentration and Average Stock Returns 

January 2004 (published in December 2003) - Cohen, Polk, Vuolteenaho, The Price is (Almost) Right 

January 2004 (published in December 2003)  - Barber, Odean, All that Glitters: The Effect of Attention and News on the Buying Behavior of Individual and Institutional Investors 

January 2004 (published in December 2003) - Griffin, Harris, Topaloglu, Investor Behavior over the Rise and Fall of Nasdaq

January 2004 (published December 2003) - Goetzmann, Kumar, Diversification Decisions of Individual Investors and Asset Prices 

Due in 2004 - DeAngelo, Skinner Are dividends disappearing? Dividend concentration and the consolidation of earnings 

Due in 2004-  Jegadessh, Kim, Krische, Lee, Analyzing the Analysts: When do Recommendations Add Value? 

Due in 2004 - Eberhart, Maxwell, Siddique, An Examination of Long-Term Abnormal Stock Returns and Operating Performance Following R&D Increases` 

Due in 2004 - Grullon, Michaely, The Information Content of Share Repurchase Programs

Due in 2004 - Vassalour, Xing, Default Risk in Equity Returns

Due in 2004 -  Bansa, Yaron, Risks For the Long Run: A Potential Resolution of Asset Pricing Puzzles 

Due in 2004 - Oyer, Why Do Firms Use Incentives That Have No incentive Effects? 

Due in February 2004 - Dammon, Spatt,. Zhang, Optimal Asset Location and Allocation with Taxable and Tax-deferred Investing

Due in February 2004 - Durnev, Morck, Yeung, Value Enhancing Capital Budgeting and Firm-Specific Stock Return Variation 

Due in 2004 - Goyal, Demographics, Stock Market Flows, and Stock Returns (abstract only) 

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